Merrill Lynch has made a series of recent hires, luring advisors away from large rival brokerage firms where they had collectively managed $695 million in client assets. The largest practice joins ...

Rockefeller Capital Management recruited a former Merrill Lynch advisor team that previously oversaw more than $3 billion.

Merrill, without admitting or denying Finra's allegations, last week agreed to a censure, to pay a fine of $275,000, and to certify within 180 days that the firm has taken appropriate remedial actions ...

Rockefeller Capital Management has added a former Merrill Lynch team in San Francisco that managed $3.4 billion in assets to its wealth management division, Rockefeller Global Family Office.

Her early exposure to financial services clients led her to private banking and capital markets before she eventually moved from the product side and joined Merrill 23 years ago. “I’ve always been a ...